吉首大学学报(社会科学版) ›› 2026, Vol. 47 ›› Issue (3): 166-176.DOI: 10.13438/j.cnki.jdxb.2026.03.016

• 新时代 新青年 新学术:博士生论坛 • 上一篇    下一篇

社群自治与法律规制:专利开源法律风险的三维治理体系构建

王海金   

  1. (中南大学 法学院,湖南 长沙 410083)
  • 出版日期:2026-05-01 发布日期:2026-06-02
  • 作者简介:王海金,男,中南大学法学院博士生。

Community Autonomy and Legal Regulation:A Three-Dimensional Governance Framework for Legal Risks in Patent Open Source

WANG Haijin   

  1. (School of Law,Central South University,Changsha 410083,China)
  • Online:2026-05-01 Published:2026-06-02

摘要:开源生态的社群自治模式表现为产业主体自发形成组群,通过各种类型的开源组织自发制定开源许可协议、行为准则及治理规则,对开源项目进行规范化运作,以去中心化的管理模式与贡献者自律为典型特征。这一模式虽然有益于知识传播与群体智慧的集成,但由于统一管理机制的缺失,逐渐暴露出开源领域中潜在的管理和法律风险。这种局限性主要源于社群自治模式在面对开源向商业化转型时,缺乏相应的制度适应机制。对此,规制开源法律风险的路径需要从社群自治转向法律规制。在构建法律规则时,应以促进知识产品传播为导向,并遵循多主体利益共享的原则,从使用规则、监管规则、救济规则三个层面展开,以保障开源项目的合规性,规避法律风险,并提供有效的救济途径以应对可能的纠纷。

关键词: 专利, 开源, 专利开源, 开源许可协议, 风险治理, 规则构建

Abstract: The community autonomy model in theopen-source ecosystem operates through spontaneously formed industry groups.Through various types of open-source organizations,participants voluntarily establish open-source licenses,codes of conduct,and governance rules to ensure the standardized operation of open-source projects.This model is characterized by decentralized governance structures and contributor self-discipline.While this approach facilitates knowledge dissemination and the aggregation of collective intelligence,the absence of a unified management mechanism has gradually exposed potential managerial and legal risks in the open-source landscape.This limitation arises primarily from the community autonomy model's insufficient institutional adaptability when transitioning from non-commercial open-source collaboration to commercial applications.To mitigate these legal risks,a regulatory shift from community autonomy toward formal legal governance is required.The construction of legal rules should be guided by the dual objectives of promoting knowledge diffusion and ensuring multi-stakeholder benefit sharing.Such rules should be developed across three interrelated dimensions—usage rules,regulatory oversight mechanisms,and remedial procedures—to ensure the compliance of open-source projects,minimize legal exposure,and provide effective remedies for potential disputes.

Key words: open source, patent, patent open source, open-source license agreement, risk governance, rule construction

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