吉首大学学报(社会科学版) ›› 2025, Vol. 46 ›› Issue (3): 87-97.DOI: 10.13438/j.cnki.jdxb.2025.03.010

• 法学 • 上一篇    下一篇

量刑同案同判的超规范性认识及其实践指向——以量刑信息系统的数据驱动为路径

李蓉,胡泽恩   

  1. (湘潭大学 法学院,湖南 湘潭 411105)
  • 出版日期:2025-05-01 发布日期:2025-06-09
  • 作者简介:李蓉,女,博士,湘潭大学法学院教授,博士生导师。
  • 基金资助:
    国家重点研发计划 (2020YFC0832400);湖南省研究生科研创新项目(CX20220574)

Supra-Normative Understanding and Practical Implications of Consistent Sentencing for Similar Cases—A Data-Driven Approach through Sentencing Information Systems

LI Rong,HU Ze'en   

  1. (School of Law,Xiangtan University,Xiangtan 411105,Hunan China)
  • Online:2025-05-01 Published:2025-06-09

摘要:量刑同案同判理论是构建量刑信息系统的理论基础。不同场景下对于同案同判的不同理解催生了对类似程度的不同要求,进而体现为同案与同判判断标准的差异,具体可以分为法律涵摄层面、法律适用层面与量刑层面三层递进结构。超规范性的核心内涵在于,法律涵摄与法律适用的一致仅构成同案同判的规范基础,而超规范性要求在此基础上对类似案件的量刑结果施加更严苛的类似标准。这意味着量刑同案同判的判断不能简单地以案件适用法定刑一致即推定量刑标准一致,而是需要在案件类似的基础上,分析量刑结果是否处于合理范围内。当前主要存在量刑指南和量刑信息系统两条路径。量刑指南通过细化量刑规则来满足刑罚一般化的要求,但规则过细则容易诱发量刑机械化,规则过粗则难以抑制裁量恣意;量刑信息系统通过类案数据聚合与动态分析,以技术协同突破实体量刑规则的困境,依托数据驱动量刑公开,构建量刑公正的“数据锚点”,为量刑标准的统一提供了兼具弹性与可验证性的技术方案。

关键词: 案件, 量刑, 量刑标准, 同案同判, 量刑信息系统

Abstract: The theory of consistent sentencing for similar cases forms the theoretical foundation for constructing sentencing information systems.Different interpretations of "similar cases with similar sentences" in various contexts lead to differing requirements for similarity,manifesting as discrepancies in criteria for assessing both case similarity and corresponding judgments.This can be categorized into a three-tier progressive structure:legal subsumption,legal application,and sentencing.The core of supra-normative understanding lies in the notion that consistency in legal subsumption and application constitutes only the normative basis for similar sentencing;however,supra-norm demands a more stringent standard of similarity for sentencing outcomes in analogous cases.This implies that determining consistent sentencing cannot merely rely on uniform statutory penalties but requires analyzing whether sentencing outcomes fall within a reasonable range based on case similarity.Currently,two primary approaches exist:sentencing guidelines and sentencing information systems.Sentencing guidelines aim to meet the requirement of generalizing punishments by refining sentencing rules,yet overly detailed rules may lead to mechanized sentencing,while overly broad rules fail to curb discretionary arbitrariness.Sentencing information systems address this dilemma through the aggregation and dynamic analysis of similar case data,leveraging technological synergy to overcome limitations posed by substantive sentencing rules.By driving transparency in sentencing through data,these systems establish "data anchors" for fair sentencing,offering a technically elastic and verifiable solution towards unifying sentencing standards.

Key words: case, sentencing, sentencing standards, consistent sentencing for similar cases, sentencing information system

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